Compliance Intern
iFAST
iFAST Financial Pte Ltd is the Singapore business division of iFAST Corporation Ltd, a global digital banking and wealth management platform. Headquartered in Singapore, iFAST Corporation Ltd has been listed on the SGX Mainboard since December 2014.
Through its business divisons, iFAST Corporation provides a comprehensive suite of investment products and services to financial advisory firms, financial institutions, banks, internet companies, multinational companies, as well as retail and high net worth investors in Asia. The Group offers access to over 26,000 investment products including unit trusts, bonds and Singapore Government Securities, stocks and exchange traded funds (ETFs), insurance products, and services including wealth management solutions, banking services, pension administration, research and investment seminars, fintech solutions, and investment administration and transaction services. Beyond Singapore, the iFAST Group maintains an international presence in Hong Kong, Malaysia, China and the UK.
iFAST Financial Pte Ltd holds the Capital Markets Services Licence and Financial Advisers Licence issued by the Monetary Authority of Singapore (MAS), and is an Exempt Insurance Broker registered with MAS. It also serves as a Central Provident Fund Investment Scheme (CPFIS)-registered Investment Administrator, Trading Member of the Singapore Exchange Securities Trading Limited (SGX-ST), Depository Agent and Clearing Member of The Central Depository (Pte) Limited (CDP).
Our Mission
To help investors around the world to invest globally and profitably.
Responsibilities
- Support the compliance team in conducting compliance training and regular compliance reviews across various business units to ensure ongoing adherence to internal control frameworks and external regulatory requirements.
- Monitor developments and provide guidance to business units on compliance with relevant regulations (e.g. Securities and Futures Act, Financial Advisers Act), best practices and industry standards.
- Contribute to firm-wide compliance projects and strategic initiatives.
- Prepare compliance reports and presentations.
- Assist with other compliance-related duties and projects as assigned.
Requirements:
- Independent, driven, resourceful and meticulous
- High sense of responsibility and integrity
- Strong interpersonal and analytical skills
- Ability to commit for a minimum period of 3 months
