Executive, Global Legal, Risk and Compliance Services (HK Services)

Responsibilities:

• Assist in investigating and following up complaints and enquiries relating to online pension platform;
• Assist in routine liaison with local regulators/ SROs, including but not limited to MPFA, SFC, IA and HKEx.
• Assist in routine management/control report preparation.
• Assist in monitoring pension administration processes and controls to ensure compliance with regulatory requirements and service delivery standards.
• Develop and maintain a comprehensive compliance program for the company, including policies, procedures, and training materials.
• Conduct regular compliance risk assessments and audits to identify potential areas of non-compliance and implement corrective actions.
• Monitor regulatory developments and changes in laws and regulations related to financial services, data protection, and anti-money laundering and ensure that the company is compliant with all requirements.
• Conduct KYC reviews, corporate accounts on-boarding, name screening, and other AML procedures in compliance with regulatory requirements.
• Provide guidance and support to management and staff on compliance-related matters, including training programs and awareness campaigns.
• Investigate and respond to compliance-related issues, including complaints, incidents, and breaches.
• Prepare and submit reports to regulatory authorities as required.
• Handle other compliance duties and ad-hoc projects as assigned.

Requirements:

• Bachelor Degree in any discipline with 2nd Upper Class Honours and above.
• Up to 2 years of working experience in Risk and Compliance
• Fresh graduates are encouraged to apply.
• Able perform well in a high-pressure environment against tight timelines.
• Proficient in English and Mandarin (spoken & written); Cantonese is a plus.
• Independent, analytical, meticulous and self-motivated.
• Willing to work on Malaysia Public Holiday when necessary.
• Open to travel overseas.